Anti-Money Laundering Audit Manager - Remote

Location: Remote, TX, United States
Date Posted: 11-16-2018
We are currently seeking a talented Anti-Money Laundering Audit Manager for remote opportunity or you can work in our Dallas, San Antonio or Phoenix office. 

´╗┐MUST have Large Financial / Banking Institution Experience.

Responsibilities
  • Leads and establishes best practices around Anti-Money Laundering Audits throughout a global financial institution. 
  • Executes and leads audit fieldwork on assigned internal audit engagements with limited to no supervision in support of execution of the annual audit plan. Manages engagement-related efforts and assignments of staff with varying degrees of expertise and experience when conducting engagements as the Auditor-in-Charge (AIC).
  • Updates engagement risk assessments utilizing current data.
  • Independently performs (and at times, prepares, reviews and leads) special reviews, investigations, monitoring activities, and work for external auditors and/or regulators. Ensures engagements are completed objectively, professionally, and in accordance with corporate and industry audit standards.
  • Mentors others on the use of various business systems, applications, and/or audit tools to create queries and ad hoc reports. Reviews, analyzes, and interprets data collected from multiple sources to ensure valid conclusions are drawn. Conducts fact finding interviews with client management.
  • Identifies control weaknesses and opportunities for improvement in the current operating environment and recommendations for corrective action. Drafts the related observations (business issues) and audit reports for issuance to respective client leadership and conducts follow-up activities as defined in the observations.
  • Supports the development of the departmental annual plan to ensure appropriate coverage.
  • Performs all other tasks as assigned.
Minimum Requirements
  • Bachelor's degree in Accounting, Finance, Information Technology, or other relevant field required or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree AND 6 or more years of relevant audit experience and accountability for complex tasks and/or projects
  • Advanced knowledge of internal controls, business/information technology risks and/or audit techniques
  • Advanced knowledge of the regulatory environment for the financial services industry
  • Advanced knowledge and use of Microsoft Office applications
Preferred
  • 4 - 5 years of direct experience working with BSA / AML compliance and expert in-depth knowledge with relevant regulations and regulatory expectations
  • Experience working with federal regulators such as the OCC and Federal Reserve
  • Knowledge of OFAC regulations
  • Experience working in relevant, but non-traditional audit roles, such as compliance testing and quality assurance within first or second line compliance functions
  • Preferred designations include CAMS (Certified Anti-Money Laundering Specialist) or other relevant business designation
Our client offers one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. Additionally, our career path planning and continuing education will assist you with your professional goals.

To be considered for this exciting growth opportunity, please apply now.
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